Fiduciary Governance

It’s not what you can tell the DOL, it’s what you can show them.

ERISA law was written to protect plan sponsors, but it’s important to have the right policies in place to indemnify your firm. We have the ability to act as both a 3(21) and 3(38) Fiduciary and can create the following critical policy statements:

      • Fee policy statements (not to be confused with your annual fee disclosure)
      • Investment Policy Statement
      • Education policy statement
      • Committee charter